 | | | | | |
| Number | Description | Notation | Entry into force | Publication | Download |
| 13/2007 |
Increase of the number of trading currencies for debt securities at the SWX Swiss Exchange | | | 10.12.2007 |  |
| 11/2007 |
Partial revision of the List of Charges / New charges for equity securities
in the SIX Swiss Exchange "EU-Compatible" Segment | | 01.12.2007 | 01.11.2007 | |
| 05/2007 |
Restructuring of the SMI® / Trading in shares included in the new SLI Swiss Leader Index® (SLI®) on virt-x
| | 24.09.2007 | 20.08.2007 | |
| 01/2007 |
Additional Rules for the Listing of Global Depositary Receipts ("AR GDR")
| | 15.02.2007 | 19.01.2007 | |
| 15/2006 |
Adaptation of rules in view of the 1 January 2007 entry into force of the Federal Act on Collective
Investment Schemes (CISA)
| | 01.01.2007 | 19.12.2006 | |
| 14/2006 |
Admission Board Circular No. 1 on Reporting Obligations regarding the Maintenance of Listing (Arts. 64-75 LR)
| | 01.01.2007 | 19.12.2006 | |
| 13/2006 |
Abrogation of Art. 17 in fine of the Additional Rules for the Listing of Bonds
| | 01.01.2007 | 14.12.2006 | |
| 12/2006 |
Amendment of the Directive on Applicable Law and Place of Jurisdiction for Debt Securities and the
Directive on Guarantee Commitments
| | 01.01.2007 | 14.12.2006 | |
| 11/2006 |
Revision of the Directive on Requirements for Financial Reporting (DFR)
| | 01.01.2007 | 04.12.2006 | |
| 10/2006 |
Areas of focus in the review of the annual reports for 2006 and interim financial reports for 2007
| | | 20.11.2006 | |
| 09/2006 |
Update of Admission Board Circular No. 6 concerning International Financial Reporting Standards (IFRS)
| | | 20.11.2006 | |
| 07/2006 |
Allocation of trading in all derivatives from the SWX Swiss Exchange to Alex Exchange Switzerland Ltd.
| | 01.01.2007 | 13.11.2006 | |
| 06/2006 |
Main focus for the review of the annual reports for 2006 and 2006/2007 in terms of
compliance with the Directive on Information relating to Corporate Governance
| | | 25.09.2006 | |
| 04/2006 |
Changes to the Directive on Information Relating to Corporate Governance (DCG)
| | 01.01.2007 | 28.07.2006 | |
| 02/2006 |
Increase of the number of trading currencies for debt securities at the SWX Swiss Exchange | | | 12.01.2006 | |
| 13/2005 |
Areas of focus in the review of 2005 (or 2005/2006) annual reports
| | | 21.11.2005 | |
| 12/2005 |
Update of the Admission Board Circular No. 6 concerning International
Financial Reporting Standards (IFRS)
| | | 21.11.2005 | |
| 11/2005 |
Partial revision of the List of Charges.
New charges for equity securities
on the SIX Swiss Exchange "EU-Compatible" Segment | | 01.11.2005 | 18.10.2005 | |
| 10/2005 |
Partial revision of the Rules for the Admission of International Bonds to Trading on
the SWX Swiss Exchange | | 01.08.2005 | 02.08.2005 | |
| 08/2005 |
Additional trading currencies for debt securities on the SWX Swiss Exchange | | 04.07.2005 | 04.07.2005 | |
| 07/2005 |
Rules for the Listing on the SIX Swiss Exchange "EU-Compatible" Segment | | 01.07.2005 | 15.06.2005 | |
| 06/2005 |
Rules for the admission of equity securities to trading in the
SWX Swiss Exchange - Sponsored Segment
| | 01.07.2005 | 06.06.2005 | |
| 05/2005 |
Partial revision of the List of Charges
New fee structure for derivatives
| | 01.07.2005 | 17.05.2005 | |
| 03/2005 |
Addition to the directive on financial reporting requirements
Recognition of further accounting standards
| | 21.03.2005 | 18.04.2005 | |
| 02/2005 |
Management transactions: New Art. 74a and Art. 81 point 7 LR
New Directive
on the disclosure of management transactions
| | 01.07.2005 | 07.03.2005 | |
| 01/2005 |
Ad hoc Publicity: Revision of Art. 72 LR
| | 01.07.2005 | 10.01.2005 | |
| 15/2004 |
Duty of the Issuer to Provide Information:
Emendation of Art. 4 LR; Repeal of Art. 74 LR; Adjustement of Art. 81 LR
| | 01.01.2005 | 06.12.2004 | |
| 14/2004 |
Future areas of focus in the review of 2004 (or 2004/2005) annual reports
| | | 22.11.2004 | |
| 13/2004 |
Update of the Admission Board Circular No. 6 concerning International Financial
Reporting Standards (IFRS)
| | | 22.11.2004 | |
| 12/2004 |
Partial revision of the List of Charges
New charges for bonds
| | 01.02.2005 | 15.11.2004 | |
| 11/2004 |
Additional Rules for the Listing of Bonds (new)
Directive on Applicable Law and Place of Jurisdiction for Debt Securities (total revision)
Directive on Guarantee Commitments (partial revision)
Admission Board Circular No. 10 on First listing of bonds previously listed abroad (new)
Listing of bonds denominated in foreign currencies
| | 01.02.2005 | 15.11.2004 | |
| 06/2004 |
New helpdesk numbers for the Admission Division
| | | 29.03.2004 | |
| 05/2004 |
Directive on Requirements for Financial Reporting
| | 01.01.2005 | 22.03.2004 | |
| 04/2004 |
Partial revision of the Listing Rules and the Additional Rules for Listing in the Segment SIX Swiss Exchange Local Caps:
Repeal of the Additional Rules for Listing on the SWX New Market
Issue of the Directive on Exemptions regarding Duration of Existence of the Issuer (Track Record)
Amendment of the Directive on Lock-up Obligations (Lock-up Agreements)
Repeal of the Directive on Market Making in the SWX New Market
| | 01.04.2004 | 08.03.2004 | |
| 02/2004 |
Admission Board Circular No. 1 - Reporting obligations regarding the maintenance of listing
| | 01.02.2004 | 19.01.2004 | |
| 23/2003 |
Admission Division: Organisation and contacts
| | | 22.12.2003 | |
| 22/2003 |
Future areas of focus re review of 2003 annual reports
| | | 15.12.2003 | |
| 21/2003 |
Update of the Admission Board Circular No. 6 concerning International Financial
Reporting Standards (IFRS)
| | | 01.02.2003 | |
| 20/2003 |
Directive on Lodging a Listing Application
| | 01.01.2004 | 24.11.2003 | |
| 18/2003 |
New List of Charges
| | 01.01.2004 | 24.11.2003 | |
| 17/2003 |
Foreign-currency and multi-currency trading in the investment company and real estate
company segments
(This Communiqué replaces Admission Board Communiqués No. 7/2000 of 22 May
2000 and No. 10/2001 of 9 July 2001, which no longer apply.)
|
replaced by
04/2005 | | 10.11.2003 | |
| 16/2003 |
Standard warrants:
Expanded possibilities for electronic publication of notices
|
suspended
| 10.11.2003 | 13.10.2003 | |
| 13/2003 |
Derivatives with a short term to expiry:
Provisional admission to trading and listing. Clarification of practice
| | | 18.08.2003 | |
| 11/2003 |
Changed procedure: New forms for the provisional admission to trading of bonds and structured bonds.
| | 01.08.2003 | 23.06.2003 | |
| 09/2003 |
New deadlines for publishing and submitting annual and interim financial reports.
| | 01.01.2005 | 16.06.2003 | |
| 08/2003 |
Guarantee of confidentiality during ongoing listing procedure
| | | 30.05.2003 | |
| 07/2003 |
Directive on Debt Securities Subject to Foreign Law:
Broadening of exemption parameters
|
suspended
| | 26.05.2003 | |
| 06/2003 |
Reporting obligation regarding the amount of outstanding warrants:
Amendment of the reporting obligations regarding the maintenance of listing
pursuant to Admission Board Circular No. 1
| | | 24.03.2003 | |
| 05/2003 |
Partial revision of the List of Charges: New fee structure for derivatives.
| | | 24.05.2003 | |
| 04/2003 |
Directive on the Listing of Standard Warrants: Scheme E and Scheme F in the Annex to
the Listing Rules. Admission Board Circular No. 8 on the Listing of Standard Warrants.
| | | 10.02.2003 | |
| 03/2003 |
Partial revision of the Listing Rules
| | | 10.02.2003 | |
| 02/2003 |
IFRS or US GAAP for main trading segment of SWX | | 01.01.2005 | 10.02.2003 | |
| 01/2003 |
Admission procedure for separate trading lines
(Admission Board Circular No. 7)
| | | 01.02.2003 | |
| 17/2002 |
Amendment of the Internal Regulations of the Admission Board
| | | 19.12.2002 | |
| 16/2002 |
Charges in connection with the listing of investment funds (Exchange Traded Funds, ETFs) on SWX Swiss Exchange | | | 19.12.2002 | |
| 15/2002 |
Directive on the publication of additional financial figures in the listing prospectus
| | | 19.12.2002 | |
| 14/2002 |
Rules for trading in delisted bonds at the SWX Swiss Exchange | | | 19.12.2002 | |
| 13/2002 |
Practice with regard to enforcement of financial reporting regulations
| | 01.01.2003 | 25.11.2002 | |
| 12/2002 |
Application of accounting standards in interim financial reports
| | 01.01.2003 | 25.11.2002 | |
| 10/2002 |
Changed procedure: New forms for the provisional admission to trading of derivatives
| | | 16.09.2002 | |
| 09/2002 |
Recognition of: Stock Exchanges of Berlin, Bremen, Düsseldorf, Hamburg, Hannover, Bayerische
Börse and Baden-Württemberg as primary exchanges pursuant to the Rules for the Admission of
International Bonds to Trading on the SWX Swiss Exchange | | | 17.06.2002 | |
| 08/2002 |
Directive on Information Relating to Corporate Governance (Corporate Governance Directive, DCG)
| | | 17.06.2002 | |
| 07/2002 |
Additional Rules for the Listing of Investment Funds:
Admission Board Circular No. 5 concerning reporting obligations regarding the
maintenance of listing of investment funds.
| | | 03.06.2002 | |
| 06/2002 |
Specification of practice pertaining to guarantee commitments:
Alternative place of jurisdiction for bonds within the framework of an issuance
programme subject to foreign law
| | | 13.05.2002 | |
| 03/2002 |
Trading of derivative products in GBP on the SWX Swiss Exchange | | | 11.03.2002 | |
| 01/2002 |
Treatment of start-up costs, costs incurred in connection with a capital increase
and organisation costs under IAS 38 as well as disclosure of related party transactions
for investment companies
| | | 18.02.2002 | |
| 15/2001 |
Directive on the Listing of Foreign Companies
| | 01.11.2001 | 03.09.2001 | |
| 14/2001 |
Charges in connection with the listing of Exchange Traded Funds (ETFs) on the SWX Swiss Exchange | | | 16.07.2001 | |
| 13/2001 |
Trading in derivative products in JPY on the SWX Swiss Exchange | | | 16.07.2001 | |
| 10/2001 |
Multi-currency trading in the Investment Companies segment
|
replaced by
17/2003 | | 09.07.2001 | |
| 09/2001 |
Additional Rules for the Listing of Real Estate Companies: List of issuers
| | | 14.05.2001 | |
| 08/2001 |
Key issues and cases in 2000 of the panel of experts for financial reporting issues
| | | 14.05.2001 | |
| 07/2001 |
Rules for the Admission of International Bonds to Trading on the SWX Swiss Exchange
(formerly: Rules for Admission of Eurobonds to Trading on the Swiss
Exchange SWX ("Eurobond rules")
| | 01.05.2001 | 02.04.2001 | |
| 06/2001 |
Additional Rules for the Listing of Real-Estate Companies
| | 01.05.2001 | 02.04.2001 | |
| 05/2001 |
New edition of the "Admission of Securities" manual
| | | 02.04.2001 | |
| 03/2001 |
Segment SIX Swiss Exchange Local Caps | | | 05.02.2001 | |
| 02/2001 |
Admission Board Circular No. 3 / Listing procedure for equity securities
| | | 05.02.2001 | |
| 01/2001 |
Partial revision of the Listing Rules of 24 January 1996 / Supplementary adjustment in
the line with the Prospectus Directive of the European Union
| | | 22.01.2001 | |
| 21/2000 |
FER 16 - Clarity with regard to contribution-based employee benefits and the capitalisation of surpluses
| | | 18.12.2000 | |
| 20/2000 |
Recognition of foreign accounting standards pursuant to Art. 70 of the Listing Rules
| | | 18.12.2000 | |
| 18/2000 |
Certification by the auditing bodies pursuant to Art. 71 of the Listing Rules
| | | 18.12.2000 | |
| 17/2000 |
Knock-out options / Additional formal undertakings on the part of issuers in the
context of the listing procedure
|
replaced by
19/2003 | | 18.12.2000 | |
| 16/2000 |
Directive on market making in SWX New Market
| | 01.02.2001 | 18.12.2000 | |
| 15/2000 |
Directvie on lock-up obligations ("lock-up agreements")
| | 01.02.2001 | 18.12.2000 | |
| 14/2000 |
List of charges relating to the Listing Rules / Directive for the delisting of securities
| | | 18.12.2000 | |
| 13/2000 |
Sanctions against SIP, société genevoise d'instruments de physique, Satigny
| | | 30.10.2000 | |
| 12/2000 |
Formal recognition of the Stock Exchanges of Helsinki, Lisbon, Stockholm and Vienna as
primary exchanges for the trading of Eurobonds at the SWX | | | 23.10.2000 | |
| 11/2000 |
New supplementary rules for the listing on the segment SIX Swiss Exchange Local Caps (formerly Secondary Market)
| | | 23.10.2000 | |
| 10/2000 |
Re-depositing of Swiss certificates of US and Canadian shares (registered in the name
of SNOC Swiss Nominee Company) as of 30 September 2000
| | | 28.08.2000 | |
| 08/2000 |
Change in practice pertaining to listing of issues governed by foreign law
|
suspended
| | 24.07.2000 | |
| 07/2000 |
Foreign-currency-based trading in the investment company segment
|
replaced by
17/2003 | | 22.05.2000 | |
| 06/2000 |
Partial Revision of the Listing Rules, Directive for the Listing of Derivatives, Directive
for the Enforcement of Financial Reporting Regulations and the Registration of Auditing Bodies
| | | 15.05.2000 | |
| 04/2000 |
Listing of derivatives subject to foreign law (issue programme)
|
suspended
| | 15.02.2000 | |
| 03/2000 |
Listing of bonds denominated in US dollars or euros
| | | 15.02.2000 | |
| 02/2000 |
Enforcement of the accounting provisions as laid down in Art. 64 ff. of the Listing Rules
| | | 24.01.2000 | |
| 01/2000 |
Trading in derivative products in USD and EUR on the SWX Swiss Exchange | | | 17.01.2000 | |
| 11/1999 |
Listing of "Certificates" on the SWX Swiss Exchange | | | 20.12.1999 | |
| 09/1999 |
Issuers Division - Organisation and Contact Personnel
| | | 22.11.1999 | |
| 08/1999 | SWX New Market - Practice regarding contents of listing prospectus and publication of
quaterly reports
| | | 22.11.1999 | |
| 07/1999 |
Partial Revision on the Listing Rules of 24 January 1996
| | | 11.10.1999 | |
| 06/1999 |
Soliciting Members' comments; Partial revision of the SWX Listing Rules of 24 January 1996
| | | 06.08.1999 | |
| 05/1999 |
AEX-Effectenbeurs and Bourse de Paris as Primary Exchanges for Trading Eurobonds at SWX | | | 24.06.1999 | |
| 04/1999 |
Members of the Admission Board
| | | 14.06.1999 | |
| 03/1999 |
Frankfurter Wertpapierbörse as a Primary Exchange for Trading Eurobonds at SWX |
suspended
| | 09.02.1999 | |
| 02/1999 |
Confirmation of Practice Regarding the Listing of Securities Subject to Foreign Law
|
suspended
| | 09.02.1999 | |
| 01/1999 |
Listing of "Debut Tranches" Issued under EMTN Programmes on the SWX |
suspended
| | 09.02.1999 | |
| 06/1998 |
Fax and Phone Numbers of the SWX Listing Division
| | | 20.11.1998 | |
| 05/1998 | | | | 30.04.1998 | |
| 04/1998 | | | | 30.04.1998 | |
| 03/1998 | | | | 27.04.1998 | |
| 02/1998 | | | | 30.01.1998 | |
